secedgar-mcp-server-216ddf— plugin

<div align="center"> <h1>@cyanheads/secedgar-mcp-server</h1> <p><b>Query SEC EDGAR filings, XBRL financials, and company data via MCP. STDIO or Streamable HTTP.</b> <div>16 Tools (+1 opt-in) • 2 Resources • 1 Prompt</div> </p> </div>

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Public Hosted Server: https://secedgar.caseyjhand.com/mcp

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Overview

SEC EDGAR filings, financials, and ownership data. Look up companies by ticker, name, or CIK, search filings back to 1993, compare financials across companies, and trace ownership through insider trades, 13F holdings, 13D/13G blockholders, and fund portfolios. No API key required.

Tools

Resources

secedgar_search_concepts serves the same concept catalog to tool-only clients.

Prompts

Skills

The skill ships in skills/secedgar-guide/SKILL.md. Plugin hosts load it from the package, and MCP clients that support the Skills extension read it from the server as skill://secedgar-guide/SKILL.md.

Capability reference

secedgar_company_search _tool

• query takes a ticker (equities, ETFs, mutual funds), a current or former company name, or a CIK; include_filings (default on) adds up to filing_limit filings (default 10; a value up to 1,000 is served at the 50 inline cap), filtered by forms, filed_after, and filed_before
• Returns SIC code, exchanges, fiscal year end, and state of incorporation, plus series_id / class_id for a fund ticker; fails as no_match (with near matches in data.suggestions) or multiple_matches
• A date or form filter can reach into the archive (up to 10 pages); history_scanned_through reports how far it got

secedgar_search_filings _tool

• Full-text query (phrases, OR, -exclusion, wildcard*, ticker: / cik: scoping), or browse by forms and/or entity with no query; filed_after / filed_before work alone (a lone filed_after runs through today, a lone filed_before starts at 2001-01-01, or at 1993-01-01 before 2001); limit up to 100 (default 20; a value up to 1,000 is served at 100), offset up to 9,999; only sort: "relevance" on a 2001-onward search without ticker: / cik: scope pages EDGAR server-side, where offsets reach 9,900 (a page of 100 there ends at its 10,000-document cap) and a deeper one fails as offset_out_of_range
• Full text covers 2001 onward; earlier ranges back to 1993 come from the archives, where free text needs ticker: / cik: scope and reads up to 50 documents (scan reports the counts)
• One row per filing, tagged with source (efts, submissions, full-index); full-text rows list matched_documents (filenames for secedgar_get_filing); the response carries total, form_distribution, total_is_exact, and total_documents for full-text searches

secedgar_get_filing _tool

• accession_number in dash or 18-digit form, optional cik to speed the lookup, document for an exhibit, include_xbrl for XBRL artifacts; content_limit 1,000–200,000 characters per page (default 50,000; up to 1,000,000 is served at 200,000)
• Page with offset / next_offset until content_truncated is false, or jump with section (a heading such as item 1 or part i), then drop section to page on, since it outranks offset; the first page of a truncated document carries an outline of up to 50 headings with offsets
• documents splits the filing into primary, exhibits, and auxiliary; binary entries (scans, PDFs, archives) fail as binary_document, and a section miss returns section_not_found with the outline
• A structured XML form the filer's submissions feed records through SEC's stylesheet (a recent Form 4, SCHEDULE 13D, or NPORT-P) reads as SEC renders it, with its labels and line breaks, so section reaches its Items; documents still lists the raw XML, which document returns as filed. A holdings report whose raw file passes 600 KB reads as filed
• A 2000–2001 document the archive doesn't serve under its listed name (0001.htm) is read under its accession-prefixed name, and document takes either spelling; if neither is served, the full submission <accession>.txt is read instead and the notice says so
• Without cik, the filer is found through EDGAR full-text search and the accession number's prefix, then, when none of those directories serves the filing, through the filers on the filing's index page — so a pre-2001 filing made through a filing agent resolves on its own, and a full-text search outage falls back instead of failing the call

secedgar_get_financials _tool

• company (ticker or CIK) plus concept as a friendly name or raw XBRL tag; taxonomy us-gaap (default), ifrs-full, or dei; period_type annual, quarterly, or all; unit picks one SEC unit key (ZAR, USD, USD/EUR) when a concept is reported in several; limit 1–100 trims the inline series
• Returns a deduplicated series, newest first, one value per calendar period with form, filed, accession_number, and tag, all in one unit (other units are named in caveats); tags_tried lists the tags checked, and an empty result fails as no_concept_data, no_frame_data, no_period_data, or no_unit_data
• A concept that is neither a friendly name nor an UpperCamelCase tag fails as unknown_concept, with a formula for standard combinations (free_cash_flow, ebitda, working_capital) or up to three closest friendly names

secedgar_get_snapshot _tool

• company, taxonomy us-gaap (default) or ifrs-full, and period_type annual, quarterly, or both (default); one companyfacts read covers every supported concept, and nothing is staged as a dataframe
• Each lines entry reports the latest annual and quarterly value for a duration concept, or the latest instant value for balance-sheet and entity-info concepts, each with the tag it came from, under the line's taxonomy; concepts the filer doesn't report land in gaps with tags_tried

secedgar_get_material_events _tool

• company plus up to 20 items codes, dotted (2.02) since 2004-08-23 and single integers (12) before; the two regimes don't overlap, so pair them across the changeover; filed_after / filed_before work alone and reach into the archive; limit 1–1,000, served at 100 (default 20)
• Each filing decodes its items to code, label, and regime (current / legacy); item_distribution counts every code in the window, and total_8k_scanned against total_matched shows what the filter removed
• A date window reads up to 10 archive pages; history_scanned_through and dataset.truncated report what went unread

secedgar_get_insider_transactions _tool

• company is the issuer; transaction_type purchase (code P), sale (code S), or all (default); limit 1–1,000, served at 100 (default 20); does not cover Forms 3 or 5
• Without a date window it scans up to 100 of the newest Form 4 / 4-A filings; filed_after / filed_before (inclusive, either alone) read any period since mid-2003, up to 100 filings; history_scanned_through names the oldest filing parsed
• Each transaction carries the reporting person, relationship, transaction_code and transaction_type, is_derivative, unsigned shares_traded with direction (acquire / dispose), price per share, and shares owned after; dataset.truncated flags filings beyond those parsed, and filings_other_issuer counts Form 4s the company filed as a reporting owner of another issuer, which add no rows. Price text preserves the numeric digits in fixed-point notation, with at least two decimal places.

secedgar_get_institutional_holdings _tool

• company is the 13F filer (a CIK is most reliable), not a portfolio company, which is secedgar_find_holders' job; quarter as YYYY-QN, defaulting to the newest filing; limit 1–500 (default 20; up to 1,000 is served at 500) with offset / next_offset; consolidate (default true) merges sub-lines into positions sorted by value
• Older quarters are found in the archive (up to 10 pages); a quarter covered only by a 13F-NT notice fails as no_filings_found naming the notice's accession number and period
• Holdings, paging, consolidation, and the dataframe cover the quarter composed from the original 13F-HR and its same-period 13F-HR/A amendments, applied in acceptanceDateTime order: a RESTATEMENT replaces everything composed so far (earlier NEW HOLDINGS included); a NEW HOLDINGS amendment appends its rows, unless its table repeats every composed row (CUSIP, class, put/call, discretion, shares, share type), in which case it applies as a restatement. Values normalize by each accession's own filing date. Only tables from the last readable restatement on are read
• amendments (newest filed first) discloses each accession, filing date, and cover-page type (UNAVAILABLE with a reason when unreadable), plus applied_as: restatement, new_holdings, superseded, or not_applied (type or table unreadable, named in the notice); inspect any with secedgar_get_filing. composed_accessions lists the filings the rows come from, in application order. amendment_search_complete=false warns that bounded or unavailable archive discovery may have missed amendments
• Holdings carry issuer, CUSIP, market_value_usd in whole USD, shares or principal, put_call, and source_accession_numbers (a consolidated position lists each filing it came from; also a dataframe column); total_holdings_in_filing counts the original 13F-HR's raw rows, total_holdings_composed the composed raw rows, and total_positions distinct composed positions; accession_number and filing_date name the original 13F-HR; a shared legal name fails as ambiguous_entity

secedgar_find_holders _tool

• issuer as a ticker, CIK, or name, plus an optional 9-character cusip, the precise match key (a name phrase-match both over- and under-matches); quarter as YYYY-QN, defaulting to the newest quarter past its 45-day filing deadline; limit 1–100 (default 20; up to 1,000 is served at 100) from up to 500 fetched filings
• Rows carry filer_cik, accession_number, and form, while search_mode (cusip / name), total_filings, fetched, and holders_in_quarter size the result; the list is unranked, so pass a filer_cik to secedgar_get_institutional_holdings to read the position
• When matching documents exceed the fetch budget, the notice gives an exact secedgar_search_filings continuation with the query, dates and document offset. Filter results.period_ending to the quarter end, then deduplicate across the sample's filer_cik and search results' cik, keeping the latest filing_date. Advance by 100 documents per full page up to offset 9,900, whose page ends at EDGAR's 10,000-document paging ceiling; lower-bound totals may hide more beyond it

secedgar_get_beneficial_owners _tool

• issuer is the company being held; form_kind all (default), 13D, or 13G; include_amendments (default true); limit 1–20 matching parsed filings (default 10; up to 1,000 is served at 20). The newest-first scan examines at most 50 documents, excluding schedules naming another issuer; exclusions and failed documents do not consume limit
• Each filing lists reporting_persons with voting power, dispositive power, and percent_of_class per person, which joint filers report for the same shares, so they don't sum; a 13D carries purpose_of_transaction, a 13G has none
• purpose_of_transaction and each person's notes come back as filed, line breaks included, up to 5,000 and 2,000 characters; a longer value keeps its first characters and sets purpose_truncated or notes_truncated, and the notice points to the whole text in the dataframe's purpose_of_transaction and notes columns or through secedgar_get_filing
• Coverage starts 2024-12-18 with the structured XML schedules; legacy_filings_before_coverage counts the issuer's older SC 13D / SC 13G text filings
• total_structured_filings partitions into filings_examined + filings_not_examined; examined documents partition into filings_parsed + filings_excluded_other_issuer + filings_failed.length. Failed accessions carry document_not_found (404) or unparseable (including missing issuer identity), and set partial. truncated means indexed schedules remain unexamined after the result limit or scan ceiling, independently of failures

secedgar_get_fund_holdings _tool

• fund as a ticker (VOO), series ID (S000002839), or CIK; a multi-series trust fails as series_required with the series listed, so pass series_id; report_date picks a period from available_report_periods; limit 1–100 (default 20; up to 1,000 is served at 100) with offset / next_offset
• Positions come largest first by percent_of_net_assets, with name, CUSIP / ISIN / LEI, balance and units, value_usd, and asset and issuer category, alongside fund net assets, total assets, and total liabilities. Position currency is its denomination; valuations stay in USD. Percentage text preserves the numeric digits in fixed-point notation.
• Holdings are as of report_period_date, roughly two months before filing_date; publication_lag_days states the gap

secedgar_fetch_frames _tool

• concept as a friendly name or raw tag, period as CY2023, CY2024Q2, or CY2023Q4I, taxonomy us-gaap (default) or dei, unit (default USD), sort desc / asc; limit 1–100 (default 25; up to 1,000 is served at 100) with offset / next_offset
• One call queries one tag: unqueried_tags and related_tags list variants to fetch separately; value_distribution.max_to_p95_ratio flags scale outliers, period_end_range shows fiscal-year mixing, and caveats flags fiscal-Q4 gaps
• A concept that is neither a friendly name nor an UpperCamelCase tag fails as unknown_concept; one whose tag has no frame for the period is no_data, which names the tag read and lists a friendly name's other tags in unqueried_tags (older periods often sit under an older tag: revenue before CY2014 is under Revenues or SalesRevenueNet)

secedgar_compare_companies _tool

• 2–10 companies × 1–8 concepts (up to 100 of each are accepted: the first 10 companies and first 8 distinct concepts are compared, and the rest come back unread in deferred_companies / deferred_concepts, with a notice naming the re-calls that compare them); taxonomy us-gaap (default) or ifrs-full; period_type annual (default) or quarterly; periods 1–12 (default 4; up to 1,000 is served at 12), trimmed further when the inline matrix gets too large
• cells align each value on a calendar period and keep its frame, period_end, and source tag; a call with no comparable annual data fails no_comparable_data
• failed_companies (reason not_found, ambiguous, or no_company_facts) and gaps report what's missing, and caveats flag differing period ends and unit mismatches between companies; a company named twice (a ticker and its CIK) is read once, under the first input
• An unrecognized concept is listed in unknown_concepts with a hint; the call fails as unknown_concept only when every concept is unrecognized

secedgar_search_concepts _tool

• search is a substring over friendly name, label, and tags, so a raw tag like NetIncomeLoss reverse-maps to its friendly name; group and taxonomy filter; no arguments returns the full catalog
• Each concept lists tags, ifrs_tags (only where an IFRS element was confirmed in live 20-F filings), related_tags, unit, and group

secedgar_dataframe_describe _tool

• Optional name for one dataframe; omit it to list the tenant's active dataframes, newest first
• Each entry carries source_tool, query_params, created_at / expires_at, row_count, truncated, and the column_schema that SQL for secedgar_dataframe_query has to match

secedgar_dataframe_query _tool

• One DuckDB SELECT in sql (joins, aggregates, window functions, CTEs); row_limit 1–10,000 (default 1,000) and preview for fewer inline rows, each served at 10,000 up to 100,000, and register_as (df_XXXXX_XXXXX) to save the result as a new dataframe
• Returns columns, rows, row_count, and row_count_capped, which when true means row_count is the cap, not a total; BIGINT columns serialize as strings
• Writes, DDL, file-reading functions, multiple statements, and system catalogs are rejected with typed reasons (non_select_statement, denied_function, multi_statement, system_catalog_access, and others); an unqualified current_schema is refused as denied_function even when it names a column, so read such a column as <table>.current_schema

secedgar_dataframe_drop _tool

• name of the dataframe to drop; idempotent, returning dropped: false when nothing matched
• Off unless EDGAR_DATAFRAME_DROP_ENABLED=true; when disabled it is absent from tools/list

secedgar://concepts _resource

• The friendly-name catalog grouped by statement, as text/markdown, with the us-gaap, IFRS, and alternate-definition tags for each concept
• The names are what secedgar_get_financials, secedgar_compare_companies, and secedgar_fetch_frames accept as concepts

secedgar://filing-types _resource

• Common SEC forms with cadence and use cases, as text/markdown
• Includes the 8-K item-code tables for both numbering regimes, the vocabulary of secedgar_get_material_events' items filter

secedgar_company_analysis _prompt

• Arguments: company required; focus_areas optional free text
• Returns one user message with a numbered workflow (company search, a financial profile via secedgar_get_snapshot with trends via secedgar_get_financials, filing review, material events, and a peer comparison via secedgar_compare_companies with secedgar_fetch_frames for a market-wide ranking) and a findings template; insider, institutional, or blockholder terms in focus_areas add those ownership steps, and "ownership" adds all three

Features

Built on @cyanheads/mcp-ts-core: stdio and Streamable HTTP transports, pluggable auth (none / jwt / oauth), swappable storage (in-memory, filesystem, Supabase, Cloudflare KV/R2/D1), structured logging with optional OpenTelemetry tracing.

EDGAR-specific:

• Requests are paced under SEC's 10 req/s limit; after a 429, calls fail locally as rate_limited with a retryAfter countdown for EDGAR_RATE_LIMIT_COOLDOWN_SECONDS, then one probe goes out
• CIK resolution from tickers (fund tickers included), current and former company names, or raw CIKs, with near-match suggestions on a miss
• Friendly XBRL concept names that handle historical tag changes; secedgar_get_financials, secedgar_get_snapshot, and secedgar_compare_companies share the same dedup and tag priority, so their numbers agree, and caveats flag gaps in the series
• Filing documents converted from HTML to text, with heading detection and offset paging for oversized filings
• Opt-in local SQLite mirror of company tickers and XBRL company-facts (EDGAR_MIRROR_ENABLED) that serves CIK resolution and financials from disk

Agent-friendly output:

• In-conversation SQL: any tool whose response carries a dataset field has staged its full result as a DuckDB dataframe (df_<id>), while the inline list stays capped at limit; inspect it with secedgar_dataframe_describe, then query it with secedgar_dataframe_query
• Discriminated outputs and explicit gaps: source on filing-search rows, search_mode, 8-K item regime, typed failed_companies reasons, and gaps with tags_tried in place of zero-filled values
• Completeness disclosure: history_scanned_through, total_is_exact, publication_lag_days, and dataset.truncated tell agents how deep a scan went and what it left out
• One parameter name per concept: company, filed_after / filed_before, and forms mean the same thing on every tool, and common alternate spellings (ticker, cik, start_date, end_date, form_types, and others) are accepted as aliases, as is filing_limit for limit on secedgar_search_filings, secedgar_get_material_events, and secedgar_get_beneficial_owners, where limit counts filings

Getting started

Connect to the hosted instance, no install:

claude mcp add --transport http secedgar-mcp-server https://secedgar.caseyjhand.com/mcp

Or run it locally:

claude mcp add secedgar-mcp-server -e EDGAR_USER_AGENT="YourAppName [email protected]" -- npx -y @cyanheads/secedgar-mcp-server

For other clients, add this to the MCP config file:

{
  "mcpServers": {
    "secedgar-mcp-server": {
      "command": "npx",
      "args": ["-y", "@cyanheads/secedgar-mcp-server"],
      "env": { "EDGAR_USER_AGENT": "YourAppName [email protected]" }
    }
  }
}

SEC requires a User-Agent in "AppName [email protected]" form on every request; no account or key is needed. For Docker or a source build, see Running the server.

Configuration

See .env.example for the full list of optional overrides.

Running the server

Local development

Requires Bun v1.4.0 or higher (or Node.js v24+).

• Clone and install:

  git clone https://github.com/cyanheads/secedgar-mcp-server.git
  cd secedgar-mcp-server && bun install
  cp .env.example .env   # set EDGAR_USER_AGENT

• Build and run:

  bun run rebuild
  bun run start:http   # or start:stdio; HTTP listens at http://localhost:3010/mcp

• Run checks and tests:

  bun run devcheck     # Lint, format, typecheck, security
  bun run test         # Vitest test suite
  bun run lint:mcp     # Validate MCP definitions against spec

Docker

docker run --rm -e EDGAR_USER_AGENT="YourAppName [email protected]" -p 3010:3010 ghcr.io/cyanheads/secedgar-mcp-server:latest

The image defaults to HTTP transport on port 3010, stateless session mode, and logs to /var/log/secedgar-mcp-server. To run it over stdio from an MCP client, use "command": "docker" with "args": ["run", "-i", "--rm", "-e", "MCP_TRANSPORT_TYPE=stdio", "-e", "EDGAR_USER_AGENT=YourAppName [email protected]", "ghcr.io/cyanheads/secedgar-mcp-server:latest"]. To build locally, docker build -t secedgar-mcp-server .; OpenTelemetry peer dependencies are installed by default — build with --build-arg OTEL_ENABLED=false to omit them.

The image ships the mirror CLI, so a running container can bootstrap and refresh its own mirror:

docker exec <container> bun run mirror:verify    # sync status + sample reads
docker exec <container> bun run mirror:init      # one-time bootstrap from the SEC bulk archive
docker exec <container> bun run mirror:refresh   # re-ingest after SEC rebuilds the archive

Project structure

Development guide

See CLAUDE.md and AGENTS.md for development guidelines and architectural rules. The short version:

• Handlers throw, framework catches — no try/catch in tool logic
• Use ctx.log for logging, ctx.state for storage
• Register new tools in buildToolDefinitions() (src/mcp-server/tools/definitions/index.ts), and resources and prompts in the createApp() arrays in src/index.ts
• Wrap external SEC EDGAR calls: validate the raw response → normalize to a domain type → return the output schema; never fabricate a missing XBRL field — report it under gaps instead

Contributing

Issues are welcome. Run checks and tests before submitting:

bun run devcheck
bun run test

License

This project is licensed under the Apache 2.0 License. See the LICENSE file for details.